Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Kate R. Danella Executive Vice President A bank executive develops a new product, maybe a fee-generation concept. Senior Executive Vice President jsbacContactjsbacContact To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Chief Governance Officer and Assistant Corporate Secretary. He leads the companys executive leadership team. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. William E. Horton Andrew Nix will join Regions as chief governance officer on March 17. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Prior to that, Danella led Private Wealth Management. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. He was named president in December 2017. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Senior Executive Vice President September 13 Law and regulation Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Senior Executive Vice President Hope D.Mehlman Head of Investor Relations. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Management Bios | Regions Financial Corporation Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. General Counsel and Corporate Secretary. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. 2023 Regions Bank. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. You should consult privacy disclosures at the linked website for further information. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Privacy Policy. Regions Bank is an Equal Housing Lender and Member FDIC. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Regions News on Twitter: @RegionsNews. Pichel began his career as a financial analyst with General Motors. David R. Keenan These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. She currently holds Series 79, Series 63 and Series 24 licenses. Fournier J. About this role. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Scott M. Peters He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Misra is responsible for overseeing the company's data strategy and enterprise data . In addition, Nolan oversees competitive and strategic analysis. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Questions about becoming a Gartner client? He earned a masters degree in Human Resources from Boston University. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Gartner Terms of Use In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Dana W. Nolan Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Advisory Services are offered through Cetera Investment Advisers LLC. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. You should consult privacy disclosures at the linked website for further information. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Additional information about Regions and its full line of products and services can be found at www.regions.com. Fill out the form to connect with a representative and learn more. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Senior Executive Vice President Treasurer. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. By clicking the "Access Your Download" button, you are agreeing to the In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Prior to that role he was Head of Strategic and Corporate planning. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. He is also a member of the companys Executive Leadership Team. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. CCOs must monitor and respond to changes in compliance risks. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Chief Risk Officer. Tammy LoCascio . Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Prior to assuming his current role, he. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Head of Corporate Real Estate and Procurement. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. David J. Turner, Jr. For Bank Chief Risk Officers, No Room for Error in Compliance In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. About Regions Financial Corporation She also serves as vice president and program chair. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Regions Bank names Maynard attorney Andrew Nix chief governance officer The LifeGreen color is a trademark of Regions Bank. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . In addition, he helped large banks build out their big data and data science roadmaps. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Nix will report to Tara Plimpton, chief legal officer for the bank. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Head of Wealth Management Group. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Senior Executive Vice President In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. 2023 Regions Bank. All Rights Reserved. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He is also a member of the United Ways Tocqueville Society. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Officers & Directors | Renasant Corporation Ritter is a member of Regions Executive Leadership Team. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Andrews experience and insights will help us build on these accomplishments. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Nix commits much of his time to community engagement and professional organizations. All Rights Reserved. He is a member of the Regions Executive Leadership Team. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Prior to assuming her current role, she was named associate director of investor relations in 2010. For bank chief risk officers, no room for error in compliance She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Head of Enterprise Operations. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Nolan joined Regions in 1989. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. The solution? Andrew Nix will join Regions as chief governance officer on March 17. Senior Executive Vice President Advisory Services are offered through Cetera Investment Advisers LLC. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Executive Vice President 427 Loan Officers in Tempe, AZ Directory - Trustoria.com All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. He was also head of Commercial Middle Market and Treasury Management Sales. She is also responsible for managing the companys relationships with credit rating agencies. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Community Affairs Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Chief Digital Officer. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Nix will report to Tara Plimpton, chief legal officer for the bank. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Please refine your filters to display data. Youre about to leave Regions to use an external site. Sorry, No data match for your criteria. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Congratulations on your new role. Executive Vice President Executive Vice President Use this one-page template to communicate your strategy with internal business partners. Deputy Chief Risk Officer and Chief Credit Officer. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. 4 Models for the Chief Compliance Officer Role. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Head - Financial Risk. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. for the Southeastern Chapter of the Society for Corporate Governance. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Head of Corporate Banking Group. M. Deron Smithy She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Executive Vice President Bank compliance officers evaluate policies/procedures and ensure they . Anthony Restel President, Regional Banking . Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Andrew Nix. Dana Nolan serves as the Head of Investor Relations at Regions. Smith is a member of the companys Executive Leadership Team. His primary focus was financial institutions. Regions' new chief transformation officer has expansive mandate He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Bank Compliance Officer Job Description Example 8 a.m. 5 p.m. GMT Management | Regions Financial Corporation She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. William D. Ritter He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. C. Ward Cheatham Manav Misra Paul, Seattle, and Portland. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Additionally, he served as a member of RMAs Regulatory Relations Committee. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups.
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